Filing Details
- Accession Number:
- 0001415889-21-001543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 18:35:16
- Reporting Period:
- 2021-03-16
- Accepted Time:
- 2021-03-17 18:35:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411906 | Ampio Pharmaceuticals Inc. | AMPE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277543 | Dan Stokely | C/O Ampio Pharmaceuticals, Inc. 373 Inverness Parkway, Suite 200 Englewood CO 80112 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-16 | 40,000 | $0.43 | 68,315 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-16 | 40,000 | $1.83 | 28,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-16 | 40,000 | $0.00 | 40,000 | $0.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 318,000 | 2029-08-20 | No | 4 | M | Direct |
Footnotes
- Options were granted and previously reported on a Form 4 dated August 22, 2019, where 50% of the stock option award vests and becomes exerciserable on the date of grant, the remaining 50% of the stock option award vests and becomes exerciserable on July 31, 2020.
Billionaire Hedge Funds
