Filing Details
- Accession Number:
- 0000824142-21-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 18:12:42
- Reporting Period:
- 2021-03-16
- Accepted Time:
- 2021-03-17 18:12:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757894 | E Stephen Wakefield | 2425 South Yukon Tulsa OK 74107 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Disposition | 2021-03-16 | 986 | $74.18 | 7,818 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 5,777 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $26.47 | 2017-08-01 | 2026-08-01 | 566 | 566 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.80 | 2017-11-18 | 2026-11-18 | 1,440 | 1,440 | Direct |
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 22,200 | 22,200 | Direct |
| Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 91,000 | 91,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $44.22 | 2021-03-11 | 2030-03-11 | 42,320 | 42,320 | Direct |
| Common Stock | Stock Option (Right to Buy) | $73.36 | 2022-03-11 | 2031-03-11 | 13,482 | 13,482 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-08-01 | 566 | 566 | Direct |
| 2026-11-18 | 1,440 | 1,440 | Direct |
| 2028-01-02 | 22,200 | 22,200 | Direct |
| 2029-03-11 | 91,000 | 91,000 | Direct |
| 2030-03-11 | 42,320 | 42,320 | Direct |
| 2031-03-11 | 13,482 | 13,482 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $74.00 to $74.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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