Filing Details

Accession Number:
0001689923-21-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 16:47:34
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 16:47:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1426395 M Christopher Lal C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Clo & Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-03-15 640 $27.09 52,235 No 4 M Direct
Class A Common Stock Disposition 2021-03-15 396 $86.30 51,839 No 4 S Direct
Class A Common Stock Disposition 2021-03-15 244 $86.71 51,595 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-03-15 640 $0.00 640 $27.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,309 2028-01-05 No 4 M Direct
Footnotes
  1. Includes (i) 37,454 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 563 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021.
  2. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on June 15, 2020.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.70 to $86.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.70 to $86.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.