Filing Details

Accession Number:
0000028823-21-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 16:33:57
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 16:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
28823 Diebold Nixdorf Inc DBD Calculating & Accounting Machines (No Electronic Computers) (3578) 340183970
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732384 Gerrard Schmid C/O Diebold Nixdorf, Incorporated
5995 Mayfair Road
North Canton OH 44720
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2021-03-15 39,449 $17.15 627,384 No 4 S Direct
Common Shares Disposition 2021-03-16 53,636 $16.39 573,748 No 4 S Direct
Common Shares Disposition 2021-03-16 9,412 $17.11 564,336 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 10,000 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Performance Share Units $0.00 2022-04-25 56,059 56,059 Direct
Common Shares Non-Qualified Stock Option $15.35 2019-02-20 2028-02-20 192,049 192,049 Direct
Common Shares Non-Qualified Stock Option $4.49 2020-01-29 2029-01-29 676,814 676,814 Direct
Common Shares Non-Qualified Stock Option $13.98 2020-04-25 2029-04-25 34,678 34,678 Direct
Common Shares Non-Qualified Stock Option $13.15 2021-01-30 2030-01-30 253,907 253,907 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-25 56,059 56,059 Direct
2028-02-20 192,049 192,049 Direct
2029-01-29 676,814 676,814 Direct
2029-04-25 34,678 34,678 Direct
2030-01-30 253,907 253,907 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Number includes restricted stock units.
  3. This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.
  6. Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
  7. Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.