Filing Details

Accession Number:
0001104659-21-037684
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 16:06:34
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 16:06:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066194 Egain Corp EGAN Services-Prepackaged Software (7372) 770466366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259393 Eric Smit 1252 Borregas Avenue
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-15 3,000 $6.29 132,187 No 4 M Direct
Common Stock Acquisiton 2021-03-15 2,000 $2.50 134,187 No 4 M Direct
Common Stock Disposition 2021-03-15 3,000 $10.35 131,187 No 4 S Direct
Common Stock Disposition 2021-03-15 2,000 $10.35 129,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-15 2,000 $0.00 2,000 $2.50
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-15 3,000 $0.00 3,000 $6.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2027-09-19 No 4 M Direct
40,000 2024-09-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
  2. Represents average price. These shares were sold in multiple transactions ranging in price from $10.26 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  3. Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  4. The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
  5. The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.