Filing Details

Accession Number:
0001393726-21-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 11:46:26
Reporting Period:
2021-03-16
Accepted Time:
2021-03-17 11:46:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499674 Arif Inayatullah C/O Tiptree Inc.
299 Park Avenue, 13Th Fl.
New York NY 10171
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-16 39,100 $7.32 3,011,194 No 4 P Direct
Common Stock Acquisiton 2021-03-16 900 $7.87 3,012,094 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Tiptree Inc. warrant 2022 $7.59 2018-04-10 2022-06-30 401,854 401,854 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-30 401,854 401,854 Direct
Footnotes
  1. This purchase was executed in multiple purchases at prices ranging from $6.75 to $7.68, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.