Filing Details

Accession Number:
0001209191-21-021213
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-16 21:06:43
Reporting Period:
2021-03-12
Accepted Time:
2021-03-16 21:06:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1414932 Oaktree Specialty Lending Corp OCSL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 525 Okeechobee Blvd.
Suite 1770
West Palm Beach FL 33401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-12 100,000 $6.26 15,270,425 No 4 S Direct
Common Stock Disposition 2021-03-15 100,000 $6.29 15,170,425 No 4 S Direct
Common Stock Disposition 2021-03-16 77,050 $6.30 15,093,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,012,751 Indirect Trust
Common Stock 1,012,751 Indirect Trust
Common Stock 1,012,751 Indirect Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $6.25 to $6.30; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  3. This transaction was executed in multiple trades at prices ranging from $6.26 to $6.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  4. This transaction was executed in multiple trades at prices ranging from $6.3000 to $6.3500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.