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Filing Details

Accession Number:: 0001104659-21-037318
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-16 20:21:24
Reporting Period:: 2021-03-12

Accepted Time:: 2021-03-16 20:21:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720990	Fisker Inc.	FSR	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1449433	Apollo Management Holdings Gp, Llc	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No
1449434	Apollo Management Holdings, L.p.	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No
1473547	Apollo Commodities Management, L.p.	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No
1649264	Apollo Natural Resources Partners Ii, L.p.	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No
1703381	Geoffrey Strong	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No
1749411	Spartan Energy Acquisition Sponsor Llc	9 West 57Th Street, 43Rd Floor New York NY 10019	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-03-12	3,664,219	$0.00	16,610,543	No	4	C	Indirect	See Note
Class A Common Stock	Disposition	2021-03-12	830,776	$23.17	15,779,767	No	4	S	Indirect	See Note
Class A Common Stock	Disposition	2021-03-15	793,570	$22.63	14,986,197	No	4	S	Indirect	See Note
Class A Common Stock	Acquisiton	2021-03-16	1,243,110	$0.00	16,229,307	No	4	C	Indirect	See Note
Class A Common Stock	Disposition	2021-03-16	1,250,000	$21.75	14,979,307	No	4	S	Indirect	See Note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Note
No	4	S	Indirect	See Note
No	4	S	Indirect	See Note
No	4	C	Indirect	See Note
No	4	S	Indirect	See Note

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Warrant (right to buy)	Disposition	2021-03-12	7,020,000	$0.00	7,020,000	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2021-03-16	2,340,000	$0.00	2,340,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,340,000			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.
See Exhibit 99.1.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.61 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.
On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.