Filing Details
- Accession Number:
- 0001352027-21-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 19:00:48
- Reporting Period:
- 2021-03-14
- Accepted Time:
- 2021-03-16 19:00:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1473352 | B Christopher Walther | C/O Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica CA 90405 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2021-03-14 | 17,722 | $93.04 | 113,601 | No | 4 | F | Indirect | See footnote. |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2021-03-15 | 45,030 | $41.09 | 158,631 | No | 4 | M | Indirect | See footnote. |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2021-03-15 | 45,030 | $91.98 | 113,601 | No | 4 | S | Indirect | See footnote. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Indirect | See footnote. |
| No | 4 | M | Indirect | See footnote. |
| No | 4 | S | Indirect | See footnote. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Acquisiton | 2021-03-15 | 45,030 | $41.09 | 45,030 | $41.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-11-07 | No | 4 | M | Indirect |
Footnotes
- On March 14, 2021, 35,744 performance-vesting restricted stock units held by Mr. Walther vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 17,722 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligations.
- These securities are held by the Walther-Stockton 2013 Family Trust.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 9, 2020 by the Walther-Stockton 2013 Family Trust.
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $91.44 to $92.91 per share. Mr. Walther has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Walther held (a) 35,041 shares of the Company's common stock, (b) 31,146 restricted stock units, and (c) 47,414 performance vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for grants prior to November 2, 2020 and assumes target performance for any awards thereafter.
- These exercised options vested on March 14, 2021.
- Mr. Walther transferred these securities to the Walther-Stockton 2013 Family Trust immediately after grant.
Billionaire Hedge Funds
