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Filing Details

Accession Number:: 0001104659-21-037280
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-16 18:28:43
Reporting Period:: 2021-01-12

Accepted Time:: 2021-03-16 18:28:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1834622	Hayward Holdings Inc.	HAYW	Refrigeration & Service Industry Machinery (3580)	822060643

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1850036	Rick Roetken	C/O Hayward Holdings, Inc. 400 Connell Drive, Suite 6100 Berkeley Heights NJ 07922	President, North America	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2021-03-11	200	$0.00	0	No	4	J	Direct
Common Stock	Acquisiton	2021-03-11	47,513	$0.00	47,513	No	4	J	Direct
Common Stock	Acquisiton	2021-03-16	1,500	$17.00	49,013	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	J	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Options (Right to Buy)	Acquisiton	2021-01-12	1,000	$0.00	1,000	$703.93
Class B Common Stock	Stock Options (Right to Buy)	Disposition	2021-03-02	1,000	$0.00	1,000	$703.93
Common Stock	Stock Options (Right to Buy)	Acquisiton	2021-03-02	195,000	$0.00	195,000	$3.61
Class B Common Stock	Stock Options (Right to Buy)	Disposition	2021-03-02	6,000	$0.00	6,000	$97.50
Common Stock	Stock Options (Right to Buy)	Acquisiton	2021-03-02	1,170,000	$0.00	1,170,000	$0.50
Common Stock	Stock Options (Right to Buy)	Acquisiton	2021-03-11	121,760	$0.00	121,760	$17.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,000	2031-01-12	No	4	A	Direct
0	2031-01-12	No	4	J	Direct
195,000	2031-01-12	No	4	J	Direct
0	2028-08-27	No	4	J	Direct
1,170,000	2028-08-27	No	4	J	Direct
121,760	2031-03-11	No	4	A	Direct

Footnotes

Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").
Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan.
The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.
Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.
The option vests as to 50% of the underlying shares of Common Stock, in five equal installments, on each of August 27, 2019, August 27, 2020, August 27, 2021, August 27, 2022, and August 27, 2023. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.
Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.
The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024