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Filing Details

Accession Number:: 0001209191-21-020955
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-16 17:30:22
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-16 17:30:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1728688	I3 Verticals Inc.	IIIV	Services-Business Services, Nec (7389)	824052852

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1738150	C. John Harrison	40 Burton Hills Blvd. Suite 415 Nashville TN 37215		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.0001 Per Share	Acquisiton	2021-03-15	200,000	$0.00	200,000	No	4	C	Indirect	By HMP III Equity Holdings, LLC
Class A Common Stock, Par Value $0.0001 Per Share	Disposition	2021-03-15	200,000	$32.83	0	No	4	S	Indirect	By HMP III Equity Holdings, LLC
Class B Common Stock, Par Value $0.0001 Per Share	Disposition	2021-03-15	200,000	$0.00	81,606	No	4	J	Indirect	By HMP III Equity Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By HMP III Equity Holdings, LLC
No	4	S	Indirect	By HMP III Equity Holdings, LLC
No	4	J	Indirect	By HMP III Equity Holdings, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock, Par Value $0.0001 Per Share	Common Units	Disposition	2021-03-15	200,000	$0.00	200,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
81,606			No	4	C	Indirect

Footnotes

Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").
Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.
Represents shares of Class B Common Stock held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.
Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.