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Home > Insider Trading > Filing (0001209191-21-020812)

Filing Details

Accession Number:: 0001209191-21-020812
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-16 16:30:27
Reporting Period:: 2021-03-12

Accepted Time:: 2021-03-16 16:30:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
898171	Uwharrie Capital Corp	NONE	State Commercial Banks (6022)	561814206

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1801106	R Jason Andrew	Po Box 338 Albemarle NC 28002-0338	Chief Information Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (Held Jointly With Spouse)	Acquisiton	2021-03-12	736	$5.40	6,841	No	4	A	Direct
Common Stock (Held Jointly With Spouse)	Acquisiton	2021-03-12	31	$5.45	6,872	No	4	A	Direct
Common Stock (Held Jointly With Spouse)	Acquisiton	2021-03-12	155	$5.50	7,027	No	4	A	Direct
Common Stock	Acquisiton	2021-03-12	100	$5.90	100	No	4	P	Direct
Common Stock	Acquisiton	2021-03-12	486	$6.00	586	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	67	Indirect	By Great Grandmother-in-Law as Custodian for Spouse

Footnotes

Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
Held by Great Grandmother-in-Law as Custodian for Spouse.
Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew