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Home > Insider Trading > Filing (0001437749-21-006173)

Filing Details

Accession Number:: 0001437749-21-006173
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-16 16:23:55
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-16 16:23:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1280784	Hercules Capital Inc.	HTGC	()	743113410

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1399121	J Thomas Fallon	C/O Hercules Capital, Inc. 400 Hamilton Avenue Suite 310 Palo Alto CA 94301		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-15	90	$16.60	49,937	No	4	A	Direct
Common Stock	Acquisiton	2021-03-15	15,000	$11.44	64,937	No	4	M	Direct
Common Stock	Disposition	2021-03-15	15,000	$16.56	49,937	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Footnotes

Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Average sale price. Shares sold at prices between $16.55 and $16.59.