Filing Details

Accession Number:
0001161697-21-000155
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-16 09:00:41
Reporting Period:
2021-03-15
Accepted Time:
2021-03-16 09:00:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074828 Know Labs Inc. KNWN Measuring & Controlling Devices, Nec (3829) 900273142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484963 Jon Pepper 500 Union Street
Suite 810
Seattle WA 98101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-15 50,000 $2.00 358,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2021-03-15 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2021-03-15 2026-03-15 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $1.10 2019-11-04 2024-11-04 52,500 52,500 Direct
Common Stock Warrant to Purchase Common Stock $1.53 2020-12-15 2025-12-15 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-11-04 52,500 52,500 Direct
2025-12-15 20,000 20,000 Direct
Footnotes
  1. Option shares vest immediately.
  2. Price subject to adjustment.
  3. The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.