Filing Details

Accession Number:
0000824142-21-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 19:13:04
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 19:13:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824142 Aaon Inc. AAON Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 870448736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1556286 M Scott Asbjornson 708 W. 79Th Street S.
Tulsa OK 74132
Vice President, Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.004 Disposition 2021-03-11 286 $73.36 846,206 No 4 F Direct
Common Stock, Par Value $.004 Acquisiton 2021-03-11 1,632 $0.00 847,838 No 4 A Direct
Common Stock, Par Value $.004 Acquisiton 2021-03-12 13,800 $41.37 861,638 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2021-03-12 5,828 $44.22 867,466 No 4 M Direct
Common Stock, Par Value $.004 Disposition 2021-03-12 19,628 $74.73 847,838 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2021-03-12 13,800 $74.73 13,800 $41.37
Common Stock Stock Option (Right to Buy) Acquisiton 2021-03-12 5,828 $74.73 5,828 $44.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69,000 2020-03-11 2029-03-11 No 4 M Direct
34,968 2021-03-11 2030-03-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.004 540,000 Indirect Custodian for the benefit of his children
Common Stock, Par Value $.004 2,668 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $34.10 2018-01-04 2027-01-04 6,510 6,510 Direct
Common Stock Stock Option (Right to Buy) $36.95 2019-01-02 2028-01-02 15,960 15,960 Direct
Common Stock Stock Option (Right to Buy) $73.36 2022-03-11 2031-03-11 11,349 11,349 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-01-04 6,510 6,510 Direct
2028-01-02 15,960 15,960 Direct
2031-03-11 11,349 11,349 Direct
Footnotes
  1. This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.
  2. This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.