Filing Details

Accession Number:
0001547903-21-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 18:20:52
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 18:20:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591053 J Claudia Merkle C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2021-03-11 3,101 $10.00 160,001 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2021-03-11 30,247 $11.75 190,248 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2021-03-11 33,348 $24.60 156,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2021-03-11 3,101 $0.00 3,101 $10.00
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2021-03-11 30,247 $0.00 30,247 $11.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-11-07 No 4 M Direct
0 2023-02-14 No 4 M Direct
Footnotes
  1. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  2. Represents 69,900 class A common shares and 87,000 unvested restricted stock units.
  3. The option vested in full on November 7, 2015.
  4. The option vested in full on February 14, 2016.