Filing Details

Accession Number:
0001401708-21-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 16:40:13
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 16:40:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710720 Chad J. Brown 530 Fairview Avenue N
Seattle WA 98109
Svp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-11 10,257 $0.00 13,164 No 4 M Direct
Common Stock Disposition 2021-03-12 4,037 $65.70 9,127 No 4 F Direct
Common Stock Disposition 2021-03-12 9,050 $64.66 77 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-03-11 10,257 $0.00 10,257 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-03-11 8,293 $0.00 8,293 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
8,293 No 4 A Direct
Footnotes
  1. Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.
  2. The reported shares were sold to cover the reporting person's tax liability in connection with the vesting of RSUs.
  3. The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020.
  4. Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.
  5. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 10, 2018 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
  6. 1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2021 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or following the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.