Filing Details
- Accession Number:
- 0001415889-21-001471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 21:55:21
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-12 21:55:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682325 | Gty Technology Holdings Inc. | GTYH | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1793876 | J Michael Duffy | Suite 100 Las Vegas NV 89144 | Ceo Of Citybase | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-10 | 20,000 | $7.88 | 750,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-11 | 30,000 | $8.08 | 720,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2021-03-10 | 20,000 | $1.05 | 20,000 | $11.50 |
| Common Stock | Warrants | Acquisiton | 2021-03-11 | 80,000 | $1.08 | 80,000 | $11.50 |
| Common Stock | Warrants | Acquisiton | 2021-03-12 | 100,000 | $1.05 | 100,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 270,000 | No | 4 | P | Direct | ||
| 350,000 | No | 4 | P | Direct | ||
| 450,000 | No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $7.50 to $8.00. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $7.90 to $8.15. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each warrant entitles its holder to purchase one share of common stock of the issuer at $11.50 per share, subject to adjustments. The issuer may call the warrants for redemption, in whole and not in part, at a price of $0.01 per warrant upon not less than 30 days' prior written notice of redemption to each warrant holder if the reported last sale price of common stock equals or exceeds $18.00 per share for any 20 trading days within a 30-trading day period ending on the third trading day prior to the date the issuer sends the notice of redemption to the warrant holders.
- This transaction was executed in multiple trades at prices ranging from $1.00 to $1.05. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $1.00 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $1.03 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
