Filing Details

Accession Number:
0001593968-21-000926
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 20:40:24
Reporting Period:
2021-03-12
Accepted Time:
2021-03-12 20:40:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668673 Petiq Inc. PETQ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256578 L Mark First 437 Madison Ave
New York NY 10022
Non-Employee Director No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-12 1,500,000 $35.19 1,972,687 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. 1,262,500 shares of Class A Common Stock sold by ECP Helios Partners IV, L.P. ("ECP Helios") and 237,500 shares of Class A Common Stock sold by Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Includes 1,660,344 shares of Class A Common Stock held by ECP Helios and 312,343 shares of Class A common Stock held by Eos Partners. Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.