Filing Details

Accession Number:
0001127602-21-010458
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 17:50:01
Reporting Period:
2021-03-12
Accepted Time:
2021-03-12 17:50:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1659887 S Thomas Terry 1010 Grand Blvd.
Kansas City MO 64106
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-12 1,784 $57.40 32,263 No 4 M Direct
Common Stock Acquisiton 2021-03-12 3,661 $51.42 35,924 No 4 M Direct
Common Stock Acquisiton 2021-03-12 2,097 $75.25 38,021 No 4 M Direct
Common Stock Acquisiton 2021-03-12 3,244 $47.68 41,265 No 4 M Direct
Common Stock Disposition 2021-03-12 100 $96.36 41,165 No 4 S Direct
Common Stock Disposition 2021-03-12 100 $96.39 41,065 No 4 S Direct
Common Stock Disposition 2021-03-12 100 $96.41 40,965 No 4 S Direct
Common Stock Disposition 2021-03-12 100 $96.42 40,865 No 4 S Direct
Common Stock Disposition 2021-03-12 68 $96.43 40,797 No 4 S Direct
Common Stock Disposition 2021-03-12 201 $96.44 40,596 No 4 S Direct
Common Stock Disposition 2021-03-12 32 $96.45 40,564 No 4 S Direct
Common Stock Disposition 2021-03-12 20 $96.46 40,544 No 4 S Direct
Common Stock Disposition 2021-03-12 129 $96.47 40,415 No 4 S Direct
Common Stock Disposition 2021-03-12 401 $96.48 40,014 No 4 S Direct
Common Stock Disposition 2021-03-12 303 $96.49 39,711 No 4 S Direct
Common Stock Disposition 2021-03-12 793 $96.50 38,918 No 4 S Direct
Common Stock Disposition 2021-03-12 1 $96.51 38,917 No 4 S Direct
Common Stock Disposition 2021-03-12 205 $96.51 38,712 No 4 S Direct
Common Stock Disposition 2021-03-12 2 $96.52 38,710 No 4 S Direct
Common Stock Disposition 2021-03-12 200 $96.53 38,510 No 4 S Direct
Common Stock Disposition 2021-03-12 199 $96.54 38,311 No 4 S Direct
Common Stock Disposition 2021-03-12 101 $96.55 38,210 No 4 S Direct
Common Stock Disposition 2021-03-12 800 $96.56 37,410 No 4 S Direct
Common Stock Disposition 2021-03-12 101 $96.57 37,309 No 4 S Direct
Common Stock Disposition 2021-03-12 100 $96.58 37,209 No 4 S Direct
Common Stock Disposition 2021-03-12 500 $96.58 36,709 No 4 S Direct
Common Stock Disposition 2021-03-12 200 $96.59 36,509 No 4 S Direct
Common Stock Disposition 2021-03-12 406 $96.60 36,103 No 4 S Direct
Common Stock Disposition 2021-03-12 196 $96.61 35,907 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-03-12 1,784 $0.00 1,784 $57.40
Common Stock Stock Option (Right to Buy) Disposition 2021-03-12 3,661 $0.00 3,661 $51.42
Common Stock Stock Option (Right to Buy) Disposition 2021-03-12 2,097 $0.00 2,097 $75.25
Common Stock Stock Option (Right to Buy) Disposition 2021-03-12 3,244 $0.00 3,244 $47.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-01 2024-01-01 No 4 M Direct
0 2018-02-11 2025-02-11 No 4 M Direct
0 2019-02-02 2027-02-02 No 4 M Direct
0 2018-02-05 2026-02-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,615 Indirect By ESOP
Footnotes
  1. Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
  2. Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
  3. Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21.
  4. Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.