Filing Details
- Accession Number:
- 0001437749-21-005963
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 17:35:11
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-12 17:35:11
- Original Submission Date:
- 2021-03-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1474735 | Generac Holdings Inc. | GNRC | Motors & Generators (3621) | 205654756 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1806673 | Kumar Rajendra Kanuru | S45 W29290 Hwy.59 C/O Generac Holdings Inc. Waukesha WI 53189 | Evp, Gc, Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 2,067 | $0.00 | 14,823 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-03-01 | 823 | $335.91 | 14,000 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 573 | $0.00 | 14,573 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 1,188 | $40.12 | 15,761 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 2,344 | $43.88 | 18,105 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 2,263 | $52.07 | 20,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 5,795 | $350.00 | 14,573 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-03-01 | 1,570 | $0.00 | 1,570 | $335.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 1,188 | $0.00 | 1,188 | $40.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 2,344 | $0.00 | 2,344 | $43.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-02 | 2,263 | $0.00 | 2,263 | $52.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,570 | 2031-03-01 | No | 4 | A | Direct | |
| 0 | 2027-03-01 | No | 4 | M | Direct | |
| 2,345 | 2028-03-01 | No | 4 | M | Direct | |
| 4,528 | 2029-03-01 | No | 4 | M | Direct |
Footnotes
- The number of shares acquired and the reporting person's balance have been adjusted to properly reflect the number of shares granted in the transaction previously reported on March 3, 2021.
- The number of shares disposed and the reporting person's balance have been adjusted to properly reflect the number of shares withheld as part of the tax withholdings previously reported on March 3, 2021.
- The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021.
- Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.
- Subject to continued service through the vesting date, the Options vested in equal installments on each of the first four (4) anniversaries of the Date of Grant.
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