Filing Details

Accession Number:
0001312109-21-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 17:33:54
Reporting Period:
2021-03-11
Accepted Time:
2021-03-12 17:33:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1473236 A. Scott Reed 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-11 2,819 $130.45 987,181 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 2,647 $131.56 984,534 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 3,143 $132.54 981,391 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 1,296 $133.41 980,095 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 95 $134.00 980,000 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 2,217 $135.78 977,783 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 3,340 $136.87 974,443 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 3,390 $137.73 971,053 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 3,653 $138.98 967,400 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 6,980 $139.83 960,420 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-11 420 $140.47 960,000 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-12 19,900 $137.79 940,100 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-12 3,798 $139.99 936,302 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2021-03-12 1,302 $140.41 935,000 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,500 Direct
Class A Common Stock 550 Indirect By son Alexander
Class A Common Stock 550 Indirect By son Mitchell
Class A Common Stock 550 Indirect By son Shane
Class A Common Stock 550 Indirect By son Justin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 2,056 2,056 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,056 2,056 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $130.00 to $130.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
  3. This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $132.00 to $132.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $133.00 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $135.05 to $136.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $136.20 to $137.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  8. This transaction was executed in multiple trades at prices ranging from $137.25 to $138.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  9. This transaction was executed in multiple trades at prices ranging from $138.30 to $139.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  10. This transaction was executed in multiple trades at prices ranging from $139.33 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  11. This transaction was executed in multiple trades at prices ranging from $140.43 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  12. This transaction was executed in multiple trades at prices ranging from $137.60 to $138.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  13. This transaction was executed in multiple trades at prices ranging from $139.24 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  14. This transaction was executed in multiple trades at prices ranging from $140.24 to $140.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  15. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  16. The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.