Filing Details

Accession Number:
0001179110-21-003348
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 16:45:18
Reporting Period:
2020-03-26
Accepted Time:
2021-03-12 16:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547546 Lument Finance Trust Inc. LFT Real Estate Investment Trusts (6798) 454966519
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1727995 Peter James Flynn 230 Park Avenue, 19Th Floor
New York NY 10169
Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-26 10,000 $1.89 107,180 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.93. The reporting person undertakes to provide to Lument Finance Trust, Inc., any security holder of Lument Finance Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.