Filing Details

Accession Number:
0001683168-21-000915
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 16:06:25
Reporting Period:
2021-03-11
Accepted Time:
2021-03-12 16:06:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38264 Forward Industries Inc. FORD Plastics Products, Nec (3089) 131950672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273598 W James Ziglar C/O Forward Industries, Inc.
700 Veterans Memorial Hwy, Suite 100
Hauppauge NY 11788
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-11 20,000 $1.13 30,000 No 4 M Direct
Common Stock Disposition 2021-03-11 20,000 $3.50 10,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2021-03-11 20,000 $0.00 20,000 $1.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,419 2024-02-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.45 to $3.55, inclusive. The Reporting Person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.
  2. The stock options vested prior to the Transaction Date.