Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001398344-21-006417)

Filing Details

Accession Number:: 0001398344-21-006417
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2021-03-12 12:02:30
Reporting Period:: 2019-09-30

Accepted Time:: 2021-03-12 12:02:30
Original Submission Date:: 2020-03-16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880406	Herzfeld Caribbean Basin Fund Inc	CUBA	()	650396889

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1310710	J Thomas Herzfeld	The Herzfeld Caribbean Basin Fund Inc 119 Washington Avenue, Suite 504 Miami Beach FL 33139		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-09-30	1,457	$6.50	509,975	No	5	J	Direct
Common Stock	Acquisiton	2019-12-31	1,477	$6.69	511,452	No	5	J	Direct
Common Stock	Acquisiton	2019-10-07	5,730	$6.35	517,182	No	5	J	Direct
Common Stock	Acquisiton	2019-12-31	5,550	$5.82	522,732	No	5	J	Direct
Common Stock	Acquisiton	2020-03-13	14,000	$4.08	536,732	No	4	P	Direct
Common Stock	Acquisiton	2020-03-16	12,658	$3.95	549,390	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Direct
No	5	J	Direct
No	5	J	Direct
No	5	J	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Previously unreported dividend reinvestments