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Filing Details

Accession Number:: 0000899243-21-011251
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-11 21:54:42
Reporting Period:: 2021-03-09

Accepted Time:: 2021-03-11 21:54:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618732	Nutanix Inc.	NTNX	Services-Prepackaged Software (7372)	270989767

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685495	Dheeraj Pandey	4524 Perdita Lane Lutz FL 33558		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-03-09	886,000	$0.49	886,000	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-09	886,000	$26.31	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-03-09	38,348	$0.49	38,348	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-09	38,348	$26.31	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-03-09	285,652	$12.00	285,652	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-09	285,652	$27.13	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Options (right to buy)	Disposition	2021-03-09	886,000	$0.00	886,000	$0.05
Class B Common Stock	Employee Stock Options (right to buy)	Disposition	2021-03-09	705,000	$0.00	705,000	$0.05
Class A Common Stock	Class B Common Stock	Acquisiton	2021-03-09	666,652	$0.00	666,652	$0.00
Class B Common Stock	Employee Stock Options (right to buy)	Disposition	2021-03-09	500,000	$0.00	500,000	$12.00
Class B Common Stock	Class B Common Stock	Acquisiton	2021-03-09	214,348	$0.00	214,348	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,205,000	No	4	M	Direct
500,000	No	4	M	Direct
666,652	No	4	M	Direct
0	No	4	M	Direct
881,000	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	4,579,818	4,579,818	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,467,385	2,467,385	Indirect
Class A Common Stock	Class B Common Stock	$0.00	532,615	532,615	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect

Amount	Remaning Holdings	Nature of Ownership
4,579,818	4,579,818	Indirect
2,467,385	2,467,385	Indirect
532,615	532,615	Indirect
381,218	381,218	Indirect
381,218	381,218	Indirect
381,218	381,218	Indirect

Footnotes

Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee
The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.