Filing Details

Accession Number:
0001209191-21-019811
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-11 17:03:16
Reporting Period:
2021-03-09
Accepted Time:
2021-03-11 17:03:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC Books: Publishing Or Publishing & Printing (2731) 271566372
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1716892 Amy Dunkin C/O Houghton Mifflin Harcourt
125 High Street
Boston MA 02110
Evp, General Manager, Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-09 9,501 $0.00 36,879 No 4 M Direct
Common Stock Disposition 2021-03-10 4,061 $6.66 32,818 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-03-09 9,501 $0.00 9,501 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,002 No 4 M Direct
Footnotes
  1. 9,501 restricted stock units held by Ms. Dunkin vested on March 9, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 4,061 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
  2. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
  3. The remaining restricted stock units shall vest on March 9, 2022 and March 9, 2023, subject to continued employment with the Company.