Filing Details

Accession Number:
0001225208-21-005104
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-11 15:27:22
Reporting Period:
2020-06-08
Accepted Time:
2021-03-11 15:27:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680107 Norbert Nusterer 500 Jackson Street
Columbus IN 47201
Vp & President - Power Systems No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2020-06-08 356 $183.90 0 No 4 S Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 401(k) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 12,553 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 6,305 6,305 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 1,100 1,100 Direct
Common Stock Option (Right-to-Buy) $121.80 2019-08-01 2026-08-01 3,880 3,880 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 2,905 2,905 Direct
Common Stock Option (Right-to-Buy) $142.12 2023-04-06 2030-04-06 13,320 13,320 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 1,780 1,780 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 8,760 8,760 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 7,820 7,820 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 13,570 13,570 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 6,305 6,305 Direct
2023-04-02 1,100 1,100 Direct
2026-08-01 3,880 3,880 Direct
2025-04-02 2,905 2,905 Direct
2030-04-06 13,320 13,320 Direct
2024-04-02 1,780 1,780 Direct
2027-04-03 8,760 8,760 Direct
2028-04-03 7,820 7,820 Direct
2029-04-04 13,570 13,570 Direct
Footnotes
  1. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.