Filing Details

Accession Number:
0001209191-21-019736
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-11 14:24:20
Reporting Period:
2021-03-10
Accepted Time:
2021-03-11 14:24:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242860 J James Jeter C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
President, Sales U.s. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-03-10 3,784 $14.04 3,784 No 4 M Direct
Common Shares Acquisiton 2021-03-10 4,000 $32.16 4,000 No 4 M Direct
Common Shares Disposition 2021-03-10 7,784 $54.89 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2021-03-10 4,000 $0.00 4,000 $32.16
Common Shares Employee Stock Option (Right to Buy) Disposition 2021-03-10 3,784 $0.00 3,784 $14.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,917 2028-03-01 No 4 M Direct
0 2026-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,977 Indirect Employee Stock Purchase Plan
Common Shares 29,485 Direct
Footnotes
  1. Includes all Employee Stock Purchase Plan purchases through March 10, 2021.
  2. The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
  3. The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning February 28, 2018.