Home > Insider Trading > Filing (0001127602-21-010197)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1477675	E. Douglas Buckminster	200 Vesey Street, American Express Tower New York NY 10285-5001	Grp Pres, Glb Consumer Svcs	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-09	19,493	$49.23	111,247	No	4	M	Direct
Common Stock	Disposition	2021-03-09	16,519	$145.77	94,728	No	4	S	Direct
Common Stock	Disposition	2021-03-09	16,314	$146.40	78,414	No	4	S	Direct
Common Stock	Disposition	2021-03-09	340	$0.00	78,074	No	5	G	Direct
Common Stock	Disposition	2021-03-09	13,963	$145.10	0	No	4	I	Indirect	401(k) Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	5	G	Direct
No	4	I	Indirect	401(k) Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-03-09	19,493	$0.00	19,493	$49.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-01-24	2022-01-23	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.40 to $146.0125, inclusive. The reportingperson undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.015 to $146.84, inclusive.
The reported disposition represents a bona fide charitable gift made by the reporting person.
Includes shares acquired pursuant to dividend reinvestment.
Intra-plan transfer by the reporting person of common shares held in the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
These shares became exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."