Filing Details

Accession Number:
0001209191-21-019681
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-10 21:17:21
Reporting Period:
2021-03-08
Accepted Time:
2021-03-10 21:17:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307786 Bruce D Sewell C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-03-08 34,986 $1.86 34,986 No 4 M Direct
Class A Common Stock Disposition 2021-03-08 5,302 $84.52 29,684 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 7,684 $85.54 22,000 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 3,800 $86.58 18,200 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 4,300 $87.56 13,900 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 4,100 $88.62 9,800 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 3,200 $89.52 6,600 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 3,000 $90.59 3,600 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 2,800 $91.71 800 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 800 $92.43 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-03-08 34,986 $0.00 34,986 $1.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,348 2027-06-07 No 4 M Direct
Footnotes
  1. Represents weighted average sales price. The shares were sold at prices ranging from $84.01 to $85.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $85.04 to $86.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $86.10 to $87.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $87.10 to $88.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $88.12 to $89.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Represents weighted average sales price. The shares were sold at prices ranging from $89.13 to $90.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Represents weighted average sales price. The shares were sold at prices ranging from $90.19 to $91.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Represents weighted average sales price. The shares were sold at prices ranging from $91.20 to $92.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Represents weighted average sales price. The shares were sold at prices ranging from $92.20 to $92.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  10. Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on May 10, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.