Filing Details
- Accession Number:
- 0001209191-21-019680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-10 21:16:32
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-10 21:16:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528387 | Condoleezza Rice | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-03-08 | 75,161 | $0.60 | 149,548 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-03-08 | 14,357 | $86.04 | 135,191 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-03-08 | 60,804 | $87.25 | 74,387 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-03-08 | 117 | $0.00 | 117 | No | 4 | J | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-08 | 75,161 | $0.00 | 75,161 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,221 | 2022-10-24 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sales price. The shares were sold at prices ranging from $85.83 to $86.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.89 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Pro rata distribution from Sutter Hill Ventures, a California Limited Partners, of which the Reporting Person is a non-managing member.
- The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.
- Fully vested.
Billionaire Hedge Funds
