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Filing Details

Accession Number:: 0001209191-21-019563
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-10 17:48:35
Reporting Period:: 2021-03-08

Accepted Time:: 2021-03-10 17:48:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1348036	Avalara Inc.	AVLR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1235461	Lee Alesia Pinney	255 South King St. Suite 1800 Seattle WA 98104	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-08	931	$16.60	41,462	No	4	M	Direct
Common Stock	Acquisiton	2021-03-08	463	$39.76	41,925	No	4	M	Direct
Common Stock	Acquisiton	2021-03-08	2,908	$67.27	44,833	No	4	M	Direct
Common Stock	Disposition	2021-03-08	935	$135.47	43,898	No	4	S	Direct
Common Stock	Disposition	2021-03-08	710	$143.52	43,188	No	4	S	Direct
Common Stock	Disposition	2021-03-08	1,631	$144.50	41,557	No	4	S	Direct
Common Stock	Disposition	2021-03-08	1,511	$145.48	40,046	No	4	S	Direct
Common Stock	Disposition	2021-03-08	450	$146.53	39,596	No	4	S	Direct
Common Stock	Disposition	2021-03-09	4	$141.30	39,592	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-03-08	931	$0.00	931	$16.60
Common Stock	Stock Option (right to buy)	Disposition	2021-03-08	463	$0.00	463	$39.76
Common Stock	Stock Option (right to buy)	Disposition	2021-03-08	2,908	$0.00	2,908	$67.27

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,044	2028-01-23	No	4	M	Direct
12,038	2029-01-28	No	4	M	Direct
8,726	2030-03-12	No	4	M	Direct

Footnotes

This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on September 10, 2019, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.99 to $143.86, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.00 to $144.93, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.12 to $146.00, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.19 to $146.78, inclusive.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024.