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Home > Insider Trading > Filing (0001397911-21-000071)

Filing Details

Accession Number:: 0001397911-21-000071
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-10 17:16:29
Reporting Period:: 2021-03-08

Accepted Time:: 2021-03-10 17:16:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1750576	Richard Steinmeier	C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121	Managing Director	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-08	1,406	$136.67	22,902	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Consists of (i) 15,072 restricted stock units that vest ratably on each of September 7, 2021 and September 7, 2022; (ii) 816 restricted stock units that vest in full on February 25, 2022; (iii) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 4,259 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.