Home > Insider Trading > Filing (0000927628-21-000118)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238033	Jr G John Finneran	1680 Capital One Drive Mclean VA 22102	Senior Advisor And Corp Secy	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-08	11,542	$128.57	33,985	No	4	S	Indirect	By July 2020 GRAT
Common Stock	Disposition	2021-03-08	24,275	$129.36	9,710	No	4	S	Indirect	By July 2020 GRAT
Common Stock	Disposition	2021-03-08	9,710	$130.19	0	No	4	S	Indirect	By July 2020 GRAT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By July 2020 GRAT
No	4	S	Indirect	By July 2020 GRAT
No	4	S	Indirect	By July 2020 GRAT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	57,833	Direct

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person, as trustee for a grantor retained annuity trust, on February 5, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.93 to $128.92. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.93 to $129.91. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.93 to $130.59. Information regarding the number of shares sold at each price will be provided upon request.