Home > Insider Trading > Filing (0000899243-21-010978)

Filing Details

Accession Number:: 0000899243-21-010978
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-10 16:37:17
Reporting Period:: 2021-03-08

Accepted Time:: 2021-03-10 16:37:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883902	Cornerstone Building Brands Inc.	CNR	Prefabricated Metal Buildings & Components (3448)	760127701

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1492387	Ggc Opportunity Fund Management Gp, Ltd.	C/O Golden Gate Private Equity, Inc. One Embarcadero Center 39Th Floor San Francisco CA 94111	No	No	No	Yes
1541295	Ggcof Executive Co-Invest, L.p.	C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111	No	No	No	Yes
1541296	Ggcof Ira Co-Invest, L.p.	C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2021-03-08	500,000	$13.94	241,786	No	4	S	Indirect	See notes
Common Stock, $0.01 Par Value	Disposition	2021-03-08	4,980,724	$13.15	7,460,528	No	4	S	Indirect	See note
Common Stock, $0.01 Par Value	Disposition	2021-03-08	19,276	$13.15	28,874	No	4	S	Indirect	See note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See notes
No	4	S	Indirect	See note
No	4	S	Indirect	See note

Footnotes

Weighted average price representing high of $14.28 and low of $13.09.
Shares are directly held by AIC Finance Partnership, L.P. ("AIC"). Each of Golden Gate Capital Opportunity Fund, L.P. ("GGCOF"), Golden Gate Capital Opportunity Fund-A, L.P. ("GGCOF-A"), GGCOF Co-Invest, L.P. ("GGCOF Co-Invest"), GGCOF Co-Invest IRA, L.P. ("IRA Co-Invest") and GGCOF Executive Co-Invest, L.P. ("Executive Co-Invest" and, together with GGCOF, GGCOF-A, GGCOF Co-Invest and IRA Co-Invest, the "Funds") have an indirect pecuniary interest in AIC. GGCOF Co-Invest Management, L.P. ("GGCOF Third Party Co-Invest") is the general partner of each of GGCOF Co-Invest, IRA Co-Invest and Executive Co-Invest. GGC Opportunity Fund Management, L.P. ("Management GP") is the general partner of each of GGCOF, GGCOF-A and GGCOF Third Party Co-Invest, and GGC Opportunity Fund Management GP, Ltd.
(Continued from Footnote 3) ("Ultimate GP") is the general partner of Management GP. Ultimate GP is governed by its board of directors. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
Shares are directly held by Atrium Intermediate Holdings, LLC ("Atrium Intermediate"). Atrium Window Holdings, LLC ("Atrium Holdings") and Atrium Window Parent, LLC ("Atrium Parent") are the members of Atrium Intermediate. Atrium Parent is the controlling unitholder of Atrium Holdings. GGC Atrium Window Holdings, LLC ("GGC Atrium') is the controlling unitholder of Atrium Parent. GGC BP Holdings, LLC ("GGC BP") is the controlling unitholder of GGC Atrium. The Funds collectively hold all of the equity interests of GGC BP. Each of Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
Shares are directly held by GGC BP. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.