Filing Details

Accession Number:
0000899243-21-010975
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-10 16:29:11
Reporting Period:
2021-03-08
Accepted Time:
2021-03-10 16:29:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883902 Cornerstone Building Brands Inc. CNR Prefabricated Metal Buildings & Components (3448) 760127701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411087 Golden Gate Capital Opportunity Fund-A, L.p. C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1431072 Ggcof Co-Invest, L.p. C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1437622 Golden Gate Capital Opportunity Fund, L.p. C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1492387 Ggc Opportunity Fund Management Gp, Ltd. C/O Golden Gate Private Equity, Inc.
One Embarcadero Center 39Th Floor
San Francisco CA 94111
No No No Yes
1492388 Ggcof Co-Invest Management, L.p. C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1759041 Atrium Intermediate Holdings, Llc C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1759048 Atrium Window Holdings, Llc C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1759054 Ggc Atrium Window Holdings, Llc C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1759064 Atrium Window Parent, Llc C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
1759082 Ggc Bp Holdings, Llc C/O Golden Gate Private Equity, Inc.
One Embarcadero Center, 39Th Floor
San Francisco CA 94111
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2021-03-08 500,000 $13.94 241,786 No 4 S Indirect See notes
Common Stock, $0.01 Par Value Disposition 2021-03-08 4,980,724 $13.15 7,460,528 No 4 S Indirect See note
Common Stock, $0.01 Par Value Disposition 2021-03-08 19,276 $13.15 28,874 No 4 S Indirect See note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See notes
No 4 S Indirect See note
No 4 S Indirect See note
Footnotes
  1. Weighted average price representing high of $14.28 and low of $13.09.
  2. Shares are directly held by AIC Finance Partnership, L.P. ("AIC"). Each of Golden Gate Capital Opportunity Fund, L.P. ("GGCOF"), Golden Gate Capital Opportunity Fund-A, L.P. ("GGCOF-A"), GGCOF Co-Invest, L.P. ("GGCOF Co-Invest"), GGCOF Co-Invest IRA, L.P. ("IRA Co-Invest") and GGCOF Executive Co-Invest, L.P. ("Executive Co-Invest" and, together with GGCOF, GGCOF-A, GGCOF Co-Invest and IRA Co-Invest, the "Funds") have an indirect pecuniary interest in AIC. GGCOF Co-Invest Management, L.P. ("GGCOF Third Party Co-Invest") is the general partner of each of GGCOF Co-Invest, IRA Co-Invest and Executive Co-Invest. GGC Opportunity Fund Management, L.P. ("Management GP") is the general partner of each of GGCOF, GGCOF-A and GGCOF Third Party Co-Invest, and GGC Opportunity Fund Management GP, Ltd.
  3. (Continued from Footnote 3) ("Ultimate GP") is the general partner of Management GP. Ultimate GP is governed by its board of directors. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
  4. Shares are directly held by Atrium Intermediate Holdings, LLC ("Atrium Intermediate"). Atrium Window Holdings, LLC ("Atrium Holdings") and Atrium Window Parent, LLC ("Atrium Parent") are the members of Atrium Intermediate. Atrium Parent is the controlling unitholder of Atrium Holdings. GGC Atrium Window Holdings, LLC ("GGC Atrium') is the controlling unitholder of Atrium Parent. GGC BP Holdings, LLC ("GGC BP") is the controlling unitholder of GGC Atrium. The Funds collectively hold all of the equity interests of GGC BP. Each of Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
  5. Shares are directly held by GGC BP. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.