Filing Details

Accession Number:
0001214659-21-002950
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-09 21:07:10
Reporting Period:
2021-03-07
Accepted Time:
2021-03-09 21:07:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921582 Imax Corp IMAX Photographic Equipment & Supplies (3861) 980140269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1807475 Denny Tu 12582 West Millennium Drive
Playa Vista CA 90094
Chief Marketing Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-03-07 1,349 $0.00 3,767 No 4 M Direct
Common Shares Acquisiton 2021-03-07 2,084 $0.00 5,851 No 4 M Direct
Common Shares Acquisiton 2021-03-07 4,211 $0.00 10,062 No 4 M Direct
Common Shares Acquisiton 2021-03-07 1,005 $0.00 11,067 No 4 M Direct
Common Shares Disposition 2021-03-07 3,147 $24.59 7,920 No 4 F Direct
Common Shares Disposition 2021-03-08 2,000 $22.86 5,920 No 4 S Direct
Common Shares Disposition 2021-03-09 2,000 $23.54 3,920 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares restricted share units Disposition 2021-03-07 1,349 $0.00 1,349 $0.00
Common Shares restricted share units Disposition 2021-03-07 2,084 $0.00 2,084 $0.00
Common Shares restricted share units Disposition 2021-03-07 4,211 $0.00 4,211 $0.00
Common Shares restricted share units Disposition 2021-03-07 1,005 $0.00 1,005 $0.00
Common Shares restricted share units Acquisiton 2021-03-07 17,746 $0.00 17,746 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,618 No 4 M Direct
4,586 No 4 M Direct
8,423 No 4 M Direct
2,011 No 4 M Direct
17,746 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares (Opening Balance) 2,418 Direct
Footnotes
  1. Represents the conversion upon vesting of restricted share units into common shares.
  2. Mr. Tu is reporting the withholding by IMAX Corporation of 3,147 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.
  3. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
  4. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
  5. The restricted share units will vest and be converted to common shares on December 1, 2021.
  6. 2,084 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 2,502 on December 1, 2022.
  7. 4,211 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 4,212 on March 7, 2023.
  8. 1,005 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 1,006 on March 7, 2023.
  9. The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.
  10. This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 10,324; 33,884 and 3,920, respectively.