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Filing Details

Accession Number:: 0001181431-11-025131
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-22 18:20:56
Reporting Period:: 2011-04-20

Filing Date:: 2011-04-22
Accepted Time:: 2011-04-22 18:20:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1471373	Cmc Master Fund, L.p.	C/O C.m. Capital Corp. 525 University Avenue, Suite 1400 Palo Alto CA 94301	No	No	Yes	No
1471661	C.m. Capital Corp	525 University Avenue, Suite 1400 Palo Alto CA 94301	No	No	Yes	No
1471662	C.m. Capital Advisors, Llc	C/O C.m. Capital Corp. 525 University Avenue, Suite 1400 Palo Alto CA 94301	No	No	Yes	No
1517625	Charter Legacy, Llc	C/O C.m. Capital Corp. 525 University Avenue, Suite 1400 Palo Alto CA 94301	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-04-20	666,666	$0.00	666,666	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	637,586	$0.00	1,304,252	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	160,133	$0.00	1,464,385	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	296,622	$0.00	1,761,007	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	363,373	$0.00	2,124,380	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	163,539	$0.00	2,287,919	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-04-20	83,333	$3.00	2,371,252	No	4	X	Indirect	See footnote
Common Stock	Disposition	2011-04-20	41,667	$6.00	2,329,585	No	4	S	Indirect	See footnote
Common Stock	Disposition	2011-04-20	553,841	$6.00	1,775,744	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	X	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2011-04-20	666,666	$0.00	666,666	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-04-20	637,586	$0.00	637,586	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-04-20	160,133	$0.00	160,133	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-04-20	296,622	$0.00	296,622	$0.00
Common Stock	Series E Preferred Stock	Disposition	2011-04-20	363,373	$0.00	363,373	$0.00
Common Stock	Series F Preferred Stock	Disposition	2011-04-20	163,539	$0.00	163,539	$0.00
Common Stock	Common Stock Warrant	Disposition	2011-04-20	17,730	$3.00	17,730	$3.00
Common Stock	Common Stock Warrant	Disposition	2011-04-20	17,730	$3.00	17,730	$3.00
Common Stock	Common Stock Warrant	Disposition	2011-04-20	47,873	$3.00	47,783	$3.00

Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
2001-07-13	No	4	X	Indirect
2001-08-15	No	4	X	Indirect
2001-10-01	No	4	X	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering on April 20, 2011, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock (collectively, the "Preferred Shares") converted automatically into shares of the Issuer's Common Stock. The Preferred Shares converted on a one-to-one basis into Common Stock, without payment of additional consideration. The Preferred Shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's initial public offering and had no expiration date.
The reported securities are held of record by Charter Legacy, LLC. Charter Legacy, LLC is a wholly owned investment vehicle of the CMC Master Fund, L.P. C.M. Capital Advisors, LLC is the fund manager of CMC Master Fund, L.P. and the manager of Charter Legacy, LLC. The sole member of C.M. Capital Advisors, LLC is C.M. Capital Corp.
These shares reflect the combined net exercise of the warrants for Common Stock pursuant to the terms of the warrants into 41,666 shares of the Issuer's Common Stock.
Shares sold as part of the initial public offering, including shares sold as part of the partial exercise of the underwriters' overallotment option.
Pursuant to their terms, the warrants would terminate at the closing of the Issuer's initial public offering. The holder elected to net exercise the warrants contingent upon and effective immediately prior to the closing of the Issuer's initial public offering of Common Stock.