Filing Details

Accession Number:
0001561680-21-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-09 17:33:53
Reporting Period:
2021-03-08
Accepted Time:
2021-03-09 17:33:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561680 Tri Pointe Homes Inc. TPH Operative Builders (1531) 611763235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567627 F. Douglas Bauer C/O Tri Pointe Homes, Inc.
940 Southwood Blvd, Suite 200
Incline Village NV 89451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-08 62,974 $20.31 779,136 No 4 S Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 138,583 Direct
Footnotes
  1. The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $20.03 to $20.48, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. On March 2, 2021 and March 5, 2021, the reporting person transferred 10,319 and 13,873, respectively, directly owned shares of common stock to The Bauer Revocable Trust, of which the reporting person and his spouse are co-trustees and beneficiaries.
  3. By The Bauer Revocable Trust.