Filing Details

Accession Number:
0001127602-21-009916
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-09 17:27:22
Reporting Period:
2021-03-05
Accepted Time:
2021-03-09 17:27:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1303170 D Anre Williams 200 Vesey Street, American Express Tower
New York NY 10285-5001
Group Pres., Gmns No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-05 13,495 $49.23 85,522 No 4 M Direct
Common Stock Acquisiton 2021-03-05 11,322 $59.45 96,844 No 4 M Direct
Common Stock Acquisiton 2021-03-05 7,563 $86.64 104,407 No 4 M Direct
Common Stock Acquisiton 2021-03-05 8,444 $83.30 112,851 No 4 M Direct
Common Stock Acquisiton 2021-03-05 21,668 $55.09 134,519 No 4 M Direct
Common Stock Acquisiton 2021-03-05 18,303 $77.43 152,822 No 4 M Direct
Common Stock Disposition 2021-03-05 59,352 $145.88 93,470 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 13,495 $0.00 13,495 $49.23
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 11,322 $0.00 11,322 $59.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 7,563 $0.00 7,563 $86.64
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 8,444 $0.00 8,444 $83.30
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 21,668 $0.00 21,668 $55.09
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-03-05 18,303 $0.00 18,303 $77.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-24 2022-01-24 No 4 M Direct
0 2016-01-29 2023-01-29 No 4 M Direct
0 2017-01-28 2024-01-28 No 4 M Direct
0 2018-01-26 2025-01-26 No 4 M Direct
0 2019-01-26 2026-01-26 No 4 M Direct
0 2020-01-28 2027-01-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10 Indirect by 401(k) Trust
Footnotes
  1. The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options; the reporting person will retain all of the net shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.57 to $146.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
  4. These shares became exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."