Filing Details
- Accession Number:
- 0001445263-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 13:35:27
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 13:35:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445263 | Dennis Kuhn | 515 Franklin Street Michigan City IN 46360 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-08 | 10,261 | $19.43 | 19,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-08 | 10,261 | $19.43 | 9,065 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-03-08 | 0 | $0.00 | 5,454 | $8.99 |
| Common Stock | Stock Options | Disposition | 2021-03-08 | 0 | $0.00 | 4,807 | $9.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-18 | 2023-06-18 | No | 4 | M | Direct |
| 0 | 2014-03-18 | 2024-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,250 | Indirect | By ThriftPlan |
| Common Stock | 2,553 | Indirect | By SERP |
| Common Stock | 4,365 | Indirect | By ESOP |
Footnotes
- Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
- The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
- The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
