Filing Details

Accession Number:
0001433642-21-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-08 17:41:34
Reporting Period:
2021-03-04
Accepted Time:
2021-03-08 17:41:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433642 Hamilton Lane Inc HLNE Investment Advice (6282) 262482738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699245 Trust 2 Number Oakville C/o Hamilton Lane Incorporated
One Presidential Blvd., 4Th Floor
Bala Cynwyd PA 19004
No No Yes No
1699649 Rysaffe Trustee Co (Ci) Ltd C/o Hamilton Lane Incorporated
One Presidential Blvd., 4Th Floor
Bala Cynwyd PA 19004
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-04 75,000 $87.36 635,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 7 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Units $0.00 7 7 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
7 7 Indirect
Footnotes
  1. Sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement dated March 1, 2021.
  2. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
  3. Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
  4. The securities reported are owned indirectly by the Trust through HLA Investments, LLC.