Filing Details

Accession Number:
0001104659-21-033173
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-08 14:28:53
Reporting Period:
2021-03-04
Accepted Time:
2021-03-08 14:28:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 274443543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1742297 Allison Green C/o Suro Capital Corp.
One Sansome Street, Suite 730
San Francisco CA 94104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-04 10,000 $11.86 38,523 No 4 P Direct
Common Stock Acquisiton 2021-03-05 6,610 $11.99 45,133 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Transaction reported on this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2020.
  2. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.97 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Includes 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vest on February 10, 2022, 1/3 vest on February 10, 2023, and 1/3 vest on February 10, 2024.
  4. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.98 to $12.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.