Filing Details

Accession Number:
0000899243-21-010223
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-05 21:45:26
Reporting Period:
2020-08-03
Accepted Time:
2021-03-05 21:45:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689657 Berkeley Lights Inc. BLI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380378 James Rothman 5858 Horton Street, Suite 320
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-03 125,000 $2.50 125,000 No 4 M Direct
Common Stock Acquisiton 2020-08-03 250,000 $2.54 375,000 No 4 M Direct
Common Stock Disposition 2021-03-03 52,245 $60.06 322,755 No 4 S Direct
Common Stock Disposition 2021-03-03 13,711 $60.81 309,044 No 4 S Direct
Common Stock Disposition 2021-03-03 6,044 $60.03 303,000 No 4 S Direct
Common Stock Disposition 2021-03-04 2,254 $54.20 300,746 No 4 S Direct
Common Stock Disposition 2021-03-04 1,901 $57.26 298,845 No 4 S Direct
Common Stock Disposition 2021-03-04 11,152 $53.23 287,693 No 4 S Direct
Common Stock Disposition 2021-03-04 8,848 $53.85 278,845 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2020-08-03 125,000 $0.00 125,000 $2.50
Common Stock Stock Option Disposition 2020-08-03 250,000 $0.00 250,000 $2.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,000 2026-05-01 No 4 M Direct
375,000 2027-04-13 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.50. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $60.51 to $61.50. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.58 to $62.355. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.04 to $54.43. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.58. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.72 to $53.71. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.74 to $53.94. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The stock option is fully vested.
  9. The stock option is fully vested.