Filing Details
- Accession Number:
- 0001659154-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-05 21:42:01
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2021-03-05 21:42:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277509 | Federal Signal Corp | FSS | Motor Vehicles & Passenger Car Bodies (3711) | 361063330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282554 | L Jennifer Sherman | 1415 W. 22Nd Street Suite 1100 Oak Brook IL 60523 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-03 | 72,471 | $0.00 | 409,034 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-03-03 | 32,098 | $37.98 | 376,936 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-03 | 68,681 | $5.50 | 445,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-03 | 68,681 | $38.18 | 376,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-03 | 44,078 | $8.40 | 421,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-03 | 44,078 | $38.18 | 376,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-04 | 6,478 | $8.40 | 383,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-04 | 6,478 | $37.59 | 376,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-04 | 118,485 | $12.66 | 495,421 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-04 | 49,460 | $37.59 | 445,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-04 | 69,025 | $36.89 | 376,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-05 | 33,031 | $14.48 | 409,967 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-05 | 33,031 | $36.62 | 376,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-05 | 32,000 | $16.09 | 408,936 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-05 | 32,000 | $36.25 | 376,936 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-03 | 68,681 | $0.00 | 68,681 | $5.50 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-03 | 44,078 | $0.00 | 44,078 | $8.40 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-04 | 6,478 | $0.00 | 6,478 | $8.40 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-04 | 118,485 | $0.00 | 118,485 | $12.66 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-05 | 33,031 | $0.00 | 33,031 | $14.48 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2021-03-05 | 32,000 | $0.00 | 32,000 | $16.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-09 | No | 4 | M | Direct | |
| 6,478 | 2023-05-09 | No | 4 | M | Direct | |
| 0 | 2023-05-09 | No | 4 | M | Direct | |
| 59,242 | 2026-05-05 | No | 4 | M | Direct | |
| 0 | 2024-05-05 | No | 4 | M | Direct | |
| 12,935 | 2025-04-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 57,124 | Indirect | held by 401(k) plan |
Footnotes
- 2571.5677 shares were acquired through the dividend reinvestment plan.
- This transaction was executed in multiple trades; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $36.70 to $37.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $36.40 to $37.10; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $36.25 to $36.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
- 773.3 additional shares were acquired through the Company's 401(k) Savings Plan.
- The option vested in three equal installments on May 9, 2013, 2014 and 2015.
- The option vested in three equal installments on May 9, 2014, 2015, and 2016.
- The options exercised vested on May 5, 2017 and May 5, 2018. The remaining 59,242 options vested on May 5, 2019.
- The option vested in three equal installments on May 5, 2015, 2016, and 2017.
- The option vested in three equal installments on April 10, 2016, 2017, and 2018.
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