Filing Details

Accession Number:
0001567619-21-005699
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-05 11:37:42
Reporting Period:
2021-03-03
Accepted Time:
2021-03-05 11:37:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601016 Raymond Mark Gerke 11200 W Plank Court
Wauwatosa WI 53226
Cfo / Sr. Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-03 5,000 $12.75 36,741 No 4 M Direct
Common Stock Disposition 2021-03-03 300 $20.52 36,441 No 4 S Direct
Common Stock Disposition 2021-03-03 200 $20.53 36,241 No 4 S Direct
Common Stock Disposition 2021-03-03 100 $20.53 36,141 No 4 S Direct
Common Stock Disposition 2021-03-03 188 $20.55 35,953 No 4 S Direct
Common Stock Disposition 2021-03-03 30 $20.56 35,923 No 4 S Direct
Common Stock Disposition 2021-03-03 850 $20.56 35,073 No 4 S Direct
Common Stock Disposition 2021-03-03 20 $20.57 35,053 No 4 S Direct
Common Stock Disposition 2021-03-03 240 $20.57 34,813 No 4 S Direct
Common Stock Disposition 2021-03-03 200 $20.58 34,613 No 4 S Direct
Common Stock Disposition 2021-03-03 70 $20.59 34,543 No 4 S Direct
Common Stock Disposition 2021-03-03 150 $20.59 34,393 No 4 S Direct
Common Stock Disposition 2021-03-03 70 $20.60 34,323 No 4 S Direct
Common Stock Disposition 2021-03-03 520 $20.60 33,803 No 4 S Direct
Common Stock Disposition 2021-03-03 10 $20.61 33,793 No 4 S Direct
Common Stock Disposition 2021-03-03 40 $20.61 33,753 No 4 S Direct
Common Stock Disposition 2021-03-03 100 $20.62 33,653 No 4 S Direct
Common Stock Disposition 2021-03-03 220 $20.62 33,433 No 4 S Direct
Common Stock Disposition 2021-03-03 498 $20.63 32,935 No 4 S Direct
Common Stock Disposition 2021-03-03 292 $20.63 32,643 No 4 S Direct
Common Stock Disposition 2021-03-03 10 $20.64 32,633 No 4 S Direct
Common Stock Disposition 2021-03-03 750 $20.64 31,883 No 4 S Direct
Common Stock Disposition 2021-03-03 20 $20.65 31,863 No 4 S Direct
Common Stock Disposition 2021-03-03 865 $20.65 30,998 No 4 S Direct
Common Stock Disposition 2021-03-03 900 $20.66 30,098 No 4 S Direct
Common Stock Disposition 2021-03-03 487 $20.67 29,611 No 4 S Direct
Common Stock Disposition 2021-03-03 164 $20.69 29,447 No 4 S Direct
Common Stock Disposition 2021-03-03 309 $20.69 29,138 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-03-03 5,000 $0.00 10,000 $12.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2016-03-04 2025-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,968 Indirect By ESOP
Common Stock 1,383 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $14.98 2016-06-21 2026-06-20 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-06-20 10,000 10,000 Direct