Filing Details

Accession Number:
0000939057-21-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-05 10:59:55
Reporting Period:
2021-03-04
Accepted Time:
2021-03-05 10:59:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010470 Provident Financial Holdings Inc PROV Savings Institution, Federally Chartered (6035) 330704889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180894 G Craig Blunden 3756 Central Avenue
Riverside CA 92506
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2021-03-04 48,000 $7.43 265,807 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2021-03-04 26,100 $16.80 239,707 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2021-03-04 48,000 $0.00 48,000 $7.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,000 2015-06-20 2021-06-20 No 4 M Direct
Footnotes
  1. Mr. Blunden exercised 48,000 options to acquire 48,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015.
  2. Ownership of 239,707 shares includes the 30,000 shares of restricted stock under the Provident 2013 Equity Incentive Plan, 50% of which vest on May 30, 2021 and May 30, 2023, respectively; and, indirect ownership of 31,116 shares in Mr. Blunden's Employee Stock Ownership Plan account.
  3. Mr. Blunden has previously been granted 43,000 options to acquire 43,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024.