Filing Details

Accession Number:
0001127602-21-009473
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-04 19:21:39
Reporting Period:
2021-03-04
Accepted Time:
2021-03-04 19:21:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1801742 Carl David Odgers 1010 Grand Boulevard
Kansas City MO 64106
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-04 173 $51.42 3,018 No 4 M Direct
Common Stock Acquisiton 2021-03-04 167 $47.68 3,185 No 4 M Direct
Common Stock Acquisiton 2021-03-04 381 $75.25 3,566 No 4 M Direct
Common Stock Disposition 2021-03-04 721 $90.09 2,845 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-03-04 173 $0.00 173 $51.42
Common Stock Stock Option (Right to Buy) Disposition 2021-03-04 167 $0.00 167 $47.68
Common Stock Stock Option (Right to Buy) Disposition 2021-03-04 381 $0.00 381 $75.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-11 2025-02-11 No 4 M Direct
0 2020-02-05 2026-02-05 No 4 M Direct
0 2019-02-02 2027-02-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 188 Indirect By 401K
Common Stock 225 Indirect By ESOP
Footnotes
  1. Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
  2. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
  3. Options will vest 100% on 2/11/2020.
  4. Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
  5. Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.