Filing Details

Accession Number:
0000712034-21-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-04 17:33:51
Reporting Period:
2021-03-02
Accepted Time:
2021-03-04 17:33:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
712034 Acco Brands Corp ACCO Blankbooks, Looseleaf Binders & Bookbindg & Relatd Work (2780) 362704017
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334618 V Neal Fenwick C/O Acco Brands Corporation
Four Corporate Drive
Lake Zurich IL 60047
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-02 81,110 $6.12 681,745 No 4 M Direct
Common Stock Disposition 2021-03-02 81,110 $8.33 600,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2021-03-02 26,723 $0.00 26,723 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2021-03-02 89,074 $0.00 89,074 $8.42
Common Stock Stock Option (right to buy) Disposition 2021-03-02 81,110 $0.00 81,110 $6.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,723 2024-03-03 2024-03-03 No 4 A Direct
89,074 2022-03-03 2031-03-03 No 4 A Direct
0 2015-03-05 2021-03-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,366 Indirect In 401(k) plan
Common Stock 2,500 Indirect By Spouse
Footnotes
  1. This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $8.255 to $8.555. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  2. Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 3, 2024 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
  3. Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire ten years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
  4. Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.